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Blog

  • Compliance Advocacy Solutions
  • Blog
  • Page 2
  • April 20, 2026
  • By admin

Complaints in General Insurance – RG 271 – what must you comply with?

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  • April 13, 2026
  • By admin

Obtaining an AFS Licence for general insurance

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  • April 6, 2026
  • By admin

The problem with cash settlements – a blight on our industry

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  • March 23, 2026
  • By admin

ASIC’s approach to Civil Penalties – Reshaping General Insurance Conduct

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  • March 16, 2026
  • By admin

Take care with using certain words and terms in General Insurance

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  • March 9, 2026
  • By admin

General Insurance Brokers – what fee can I charge? A compliance perspective

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  • March 2, 2026
  • By admin

ASIC cancels AFS Licence for serious and sustained breaches of duties – lessons for general insurance

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  • February 23, 2026
  • By admin

Applying for motor insurance – a review by the General Insurance CGC

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  • February 16, 2026
  • By admin

ASIC renews guidance on managing conflicts of interest in financial services – RG 181

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  • February 9, 2026
  • By admin

Looking ahead to 2026 – key regulatory compliance impacts for General Insurance

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  • February 2, 2026
  • By admin

AFCA’s updated Approaches to family violence and elder financial abuse – General insurance

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  • December 22, 2025
  • By admin

Disclosure documents – it’s all about the timing (and content)

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  • December 15, 2025
  • By admin

Complaints – the voice of the customer, but are you listening?

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  • December 8, 2025
  • By admin

How to make General insurance compliance training effective for your people

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  • December 1, 2025
  • By admin

Advertising in general insurance – tips to avoid misleading or deceptive conduct

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  • November 24, 2025
  • By admin

Compliance protects – how to foster a culture of compliance

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  • November 17, 2025
  • By admin

Remarks by ASIC Commissioner at ICA Annual Conference – premiums, claims, cash settlements and the new GI Code of Practice

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  • November 10, 2025
  • By admin

The role of the regulator – swim between the flags

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  • November 3, 2025
  • By admin

What are the requirements to carry on general insurance business in Australia?

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  • October 27, 2025
  • By admin

ASIC releases its Corporate Plan for 2025-26

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  • October 20, 2025
  • By admin

The importance of an Obligations register to manage general insurance compliance requirements

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  • October 13, 2025
  • By admin

ASIC remakes general insurance distribution instrument

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  • October 7, 2025
  • By admin

A week in the life of a compliance specialist – in General Insurance

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  • September 22, 2025
  • By admin

ASIC Update – Regulatory Guide 181 Licensing: Managing conflicts of interest

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  • September 15, 2025
  • By admin

Compensation and insurance arrangements for AFS licensees

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  • September 8, 2025
  • By admin

AFS Licensees in general insurance. Are your compliance measures adequate

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  • September 1, 2025
  • By admin

Insurance brokers who are Authorised Representatives. Understanding and managing the risks

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  • August 25, 2025
  • By admin

The role of proximate cause in a general insurance environment that promotes consumer fairness

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  • August 18, 2025
  • By admin

I’m a general insurance broker – what is my duty to the client?

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  • August 11, 2025
  • By admin

ASIC regulatory resources for AFS licensees

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  • August 4, 2025
  • By admin

ASIC sues AFS Licensee for allegedly failing to adequately manage cybersecurity – learnings for general insurance

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  • July 21, 2025
  • By admin

Do you embrace or begrudge compliance in your general insurance business?

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  • July 14, 2025
  • By admin

Home insurance claims – ASIC latest review & findings

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  • July 7, 2025
  • By admin

Advertising in general insurance – tips to avoid misleading or deceptive conduct

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  • July 2, 2025
  • By admin

General obligations of an AFSL holder in General Insurance

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  • June 23, 2025
  • By admin

Breach reporting by AFS Licensees in General Insurance

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  • June 16, 2025
  • By admin

The use of technology in General Insurance – a compliance perspective

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  • June 9, 2025
  • By admin

How to successfully manage regulatory change in General Insurance

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  • June 2, 2025
  • By admin

Deciphering Personal Advice: A Guide to General Insurance

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  • May 23, 2025
  • By admin

The general obligations of an AFS Licensee providing general insurance products & services

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  • May 14, 2025
  • By admin

General Insurance broker commissions & informed consent – are you ready?

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  • May 7, 2025
  • By admin

Managing compliance in General Insurance through obligations and key controls

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  • April 30, 2025
  • By admin

Responsible Managers in General Insurance – your obligations

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  • April 28, 2025
  • By wiseupmarketing

The Insurance Contracts Act – ASIC’s powers

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  • April 21, 2025
  • By wiseupmarketing

How the GI Code of Practice responds to catastrophes

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  • April 14, 2025
  • By wiseupmarketing

Are your people on the same [compliance] page?

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  • April 7, 2025
  • By wiseupmarketing

Managing conflicts of interests in General Insurance

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  • March 24, 2025
  • By wiseupmarketing

Placing business with an unauthorised foreign insurer

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  • March 17, 2025
  • By wiseupmarketing

Demystifying the roles and responsibilities of a Responsible Manager

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  • March 10, 2025
  • By wiseupmarketing

Aligning compliance obligations to the customer journey

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  • March 3, 2025
  • By wiseupmarketing

The Passion of Compliance

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  • February 24, 2025
  • By wiseupmarketing

The importance of Governance in General Insurance

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  • February 17, 2025
  • By wiseupmarketing

The benefits of mapping key insurance processes to manage the risk of disruption to your business

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  • February 10, 2025
  • By wiseupmarketing

Returning to work – kick-starting compliance in general insurance

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  • February 5, 2025
  • By wiseupmarketing

The general obligations of an AFS Licensee in General Insurance

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  • January 27, 2025
  • By wiseupmarketing

ASIC & authorised representatives – lessons for Insurance Brokers

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  • January 20, 2025
  • By wiseupmarketing

Paul’s 10 ‘Rules of thumb’ for General Insurance compliance

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  • January 13, 2025
  • By wiseupmarketing

Using AI ‘efficiently, honestly and fairly’ in insurance claims

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  • January 6, 2025
  • By wiseupmarketing

CPS 230 readiness for General Insurance

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  • December 30, 2024
  • By wiseupmarketing

How healthy are your Compliance arrangements – it’s time to review your registers

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  • December 23, 2024
  • By wiseupmarketing

The importance of compliance training in General Insurance

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  • December 16, 2024
  • By wiseupmarketing

ASIC sues Cbus alleging systemic claims handling failures – lessons for General Insurance

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  • December 9, 2024
  • By wiseupmarketing

Adequate risk management systems for Underwriting Agencies enabling them to meet Insurers CPS 230 requirements

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  • July 8, 2024
  • By wiseupmarketing

Distribution Arrangements

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  • June 30, 2024
  • By wiseupmarketing

Tidying up after a busy June: a compliance perspective

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  • August 15, 2022
  • By admin

Insurance Distribution: for insurers & MGAs 14082022

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  • September 20, 2020
  • By admin

Paul’s Insurance Wrap 18092020

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  • September 6, 2020
  • By admin

Regulators Corporate Plans: Strategic Priorities

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  • August 28, 2020
  • By admin

Paul’s Insurance Wrap 28082020

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  • August 23, 2020
  • By admin

Paul’s Insurance Wrap 21082020

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  • August 3, 2020
  • By admin

Part B Regulatory Guide 271 Internal Dispute Resolution The Details

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  • August 3, 2020
  • By admin

Part A Regulatory Guide 271 Internal Dispute Resolution An Overview

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Phone: 0419 695 173
Email us: paul.muir@complianceadvocacysolutions.com.au

Services

  • Compliance AFS Licensing
  • Compliance Reviews and Health Checks
  • Compliance Education & Training
  • Compliance Framework and Documentation
  • Compliance Advice
  • Practical Compliance

 

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