a practical, business-focused compliance workshop for the insurance industry
THE WORKSHOP WILL COVER:
Session 1 – understanding the true purpose of compliance: protecting your business and its brand(s), people, customers, partners & stakeholders;
Session 2 – exploring how to engage your operational teams and external representatives so that they will embrace compliance through their conduct and behaviour;
Session 3 – setting up your people as an early warning system so that incidents, breaches, complaints & control breakdowns are raised & reported & actioned in a timely manner;
Session 4 – a practical overview of financial service laws and Code of Practice obligations and the 2023 areas of regulatory scrutiny and focus;
Session 5 – developing and implementing a fit-for-purpose and tailored compliance framework;
Session 6 – developing and implementing a fit-for-purpose and tailored framework to monitor & supervise your people & external representatives.
LocationLEVEL 2/11 YORK ST, SYDNEY NSW 2000, LEVEL 2/11 YORK ST, Sydney, Australia
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