Compliance Advice

We provide pragmatic, General Insurance-specialist compliance advice to support business change or impacts—so you can continue to do business or implement new distribution, claims or operational models while staying within regulatory and Code expectations. Advice is delivered in the format that suits the pace of the business, from structured forums to rapid email guidance.  

Assisting business to adapt and evolve

As businesses and the regulatory environment evolves; change is constant. ‘can we do this?’, ‘what impact will this have upon us?’ and ‘we have a great business opportunity but I’m concerned about [compliance requirement]’ are questions we respond to on a daily basis.

Flexibility and pragmatism

Our approach is flexible and pragmatic (“how can we do this”), positioning compliance as enabling growth rather than blocking it

What Value Will You Get

Manages regulatory and compliance risk

Sound compliance advice helps reduce the risk that new products/distribution/claims models create breaches of regulatory and Code obligations

Governance

Sound compliance advice improves governance decision-making and “defensibility” by showing proactive consideration of obligations when implementing operational issues

Business growth opportunities

Sound compliance advice enables you to take advantage of business growth opportunities with assurance that regulatory and Code requirements will be met

Who Is It For

We provide compliance advice services to

How It Works

Issue framing

We understand the business proposal or problem and your needs and requirements

Obligation mapping

We identify applicable regulatory, Code or other requirements relevant to the proposal.

Options & control

We provide practical compliance options and solutions to achieve the business objective.

Deliver advice flexibly

We provide the advice in a manner that suits your needs

Why Compliance Advocacy Solutions

Licenses obtained and varied
1 +
Years of experience in financial service law
1 +
Client satifaction rate
1 %

Frequently Asked Questions

Anything with a compliance angle: a new product idea, a distribution arrangement, a claims process change, or a grey area you’re unsure how to handle. If it touches your AFS licence or industry codes, we can advise on it.

A health check reviews your whole framework on a periodic basis. Compliance advice answers a specific question or proposal as it comes up. Many clients use both: a health check to find the gaps, and advice to work through decisions in between.

Yes. Our job is to find a way to yes wherever one exists, not to tell you what you want to hear. If a proposal carries real regulatory risk, we’ll say so plainly and explain why, then work with you on what would need to change to get there.

Yes. We work exclusively across the general insurance sector, which means our advice is grounded in how your part of the industry actually operates, not generic compliance theory.

Need compliance advice?

Bring it to us. We’ll help you find the way.