Compliance Training

Who needs compliance training?

We provide compliance training services to:

  • Insurers
  • Underwriting Agencies
  • Lloyd’s coverholders
  • Insurance brokers
  • Third Party Administrators
  • Claim Managers
  • Claimant Intermediaries
  • Insurtechs
  • Insurance fulfilment providers
  • Claim service suppliers
  • Discretionary Mutual Funds

Why is compliance training necessary?

Compliance training ensures your business meets regulatory obligations to have trained and competent employees, representatives, distributors and service suppliers.

This type of training is about establishing the right conduct and behaviour necessary to thrive within a competitive, customer-centric business and manage your compliance obligations through conduct and behaviours.

We provide a variety of training packs and facilitation that is compliant, up to date and in accordance with legislation and industry Codes including:

  • Responsible Managers
  • AFS Licence obligations
  • Regulatory obligations
  • GI and Life Code of Practice
  • Customers experiencing vulnerability

Our training process

Over the years we have discovered the most effective way to benefit our clients is by providing tailored training adopting their products and services and our specialised knowledge through real-life scenarios and case studies. Our training is bespoke and tailored to your business model and way of working.