Compliance Training for Individuals

Compliance Advocacy Solutions offers accessible training for individuals, provided by a specialist with deep industry experience and compliance knowledge that unlocks the key to genuine understanding and learning.

Who is this training for?

Our 3 Hour Compliance Training is for individuals in the insurance sector whose role in part or fully includes compliance. Typically working for Insurers, Underwriting Agencies, LLoyd’s Coverholders, TPAs, Claim Service Suppliers, Insurance Fulfilment providers, Insurance brokers, Claimant Intermediaries or Insurtechs.

A critical part of learning, is being curious, asking questions and exploring real-life business issues in a safe learning environment.

This training counts to your regulatory training requirement (for the provision of financial services).

What are the key areas that will be explored?

  • the regulatory environment
  • financial services laws and business impacts
  • interaction of laws with the GI Code of Practice and other key industry Codes
  • distribution models: regulatory requirements and issues
  • claims handling and settling – what have we learnt?
  • current regulatory and compliance issues, challenges and opportunities
  • compliance mechanisms, measures and arrangements – simple and practical

Upcoming Dates

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